Foreign Exchange Regulation Act

Results: 82



#Item
61Financial regulation / Financial markets / Foreign exchange market / European Union / Markets in Financial Instruments Directive / Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Non-deliverable forward / Foreign exchange spot / Financial economics / Finance / Financial system

PDF Document

Add to Reading List

Source URL: ec.europa.eu

Language: English - Date: 2014-06-18 08:32:27
62U.S. Securities and Exchange Commission / Securities and Exchange Commission / Government / Financial regulation / United States / United States securities law / International Securities Exchange / Securities Exchange Act

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-10-12 13:41:47
63Financial markets / European Union / Financial regulation / Markets in Financial Instruments Directive / Non-deliverable forward / Foreign exchange market / Derivative / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Finance / Financial system

PDF Document

Add to Reading List

Source URL: ec.europa.eu

Language: English - Date: 2014-06-18 08:32:28
64Payment systems / Foreign exchange market / Electronic commerce / Financial regulation / Bank Secrecy Act / Tax evasion / Payment / Credit card / Exchange rate / Business / Economics / Finance

Monday, December 31, 2001 Part VI Department of the

Add to Reading List

Source URL: fincen.gov

Language: English - Date: 2008-03-12 08:09:30
65Securities Exchange Act / Economy of the United States / Securities regulation in the United States / Canadian securities regulation / U.S. Securities and Exchange Commission / Registered representative / Self-regulatory organization / Financial Industry Regulatory Authority / United States securities law / Financial regulation / Law

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules 2.5 and 11.4 to Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modu

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-11-10 09:51:15
66Securities Exchange Act / Financial system / Canadian securities regulation / Securities regulation in the United States / U.S. Securities and Exchange Commission / Registered representative / Financial Industry Regulatory Authority / Self-regulatory organization / Securities Act / United States securities law / Financial regulation / Law

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 2.5 and 11.4 to Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modu

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-11-10 09:49:12
67Securities Exchange Act / Dudek / Financial regulation / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

MEMORANDUM TO: File No. S7[removed]Termination of a Foreign Private Issuer’s Registration of a Class of Securities under Section 12(g) and Duty to File Reports under Section

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-08-02 08:31:28
68Office of the Comptroller of the Currency / Dodd–Frank Wall Street Reform and Consumer Protection Act / Currency / Federal Register / Finance / Financial services / Foreign exchange fraud / FXCM / Foreign exchange market / Financial regulation / Commodity Futures Trading Commission

Vol. 76 Thursday, No. 135

Add to Reading List

Source URL: www.gpo.gov

Language: English - Date: 2013-05-23 11:57:01
69United States Securities and Exchange Commission / Stock market / 73rd United States Congress / Finance / Business / Securities Act / Securities Exchange Act / Regulation S-K / Security / SEC filings / United States securities law / Financial economics

[removed]Continuous Disclosure and Other Exemptions Relating to Foreign Issuers

Add to Reading List

Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2010-02-04 09:50:08
70Financial economics / Finance / SEC filings / New Deal / Securities Act / Financial regulation / Securities Exchange Act / Issuer / National Instrument 43-101 / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

COMPANION POLICY 71-102CP TO NATIONAL INSTRUMENT[removed]CONTINUOUS DISCLOSURE AND OTHER EXEMPTIONS RELATING TO FOREIGN ISSUERS PART 1 1.1

Add to Reading List

Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2010-02-04 09:49:32
UPDATE